PRESS RELEASES

June 16 ’16 | Aequitas PTF Connect™ Facilitates First PTF™ Transactions

Another Aequitas Fintech solution to benefit investors and investment advisors

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May 16 ’16 | Aequitas Launches Fintech Solution

Enabling access to low cost actively-managed funds for all Canadians

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May 5 ’16 | Michael Lewis Coming to Toronto in June

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May 2 ’16 | NEO Exchange Canadian Market Share in Excess of 6% as ETF Trading Surges

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May 2 ’16 | NEO Exchange Launches New Investor Helpline

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March 31 ’16 | The NEO Exchange Starts Trading its First Listed Security

PowerShares DWA Global Momentum Index ETF Launches on NEO under Symbol DWG

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Jan 28 ’16 | Aequitas NEO Exchange Receives Application For First Listing

PowerShares Canada to list its next exchange-traded fund on NEO

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Jan 12 ’16 | Leading Capital Markets Service Providers Meeting the Needs of Aequitas NEO-Listed Companies

Aequitas NEO Exchange launches NEO Trusted Service Provider Program

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Dec 08 ’15 | Aequitas Aims to Break the Virtual Canadian Market Data Monopoly

Filed Complaint with the Competition Bureau of Canada Over Anti-Competitive Practices by TMX Group

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Nov 12 ’15 | Aequitas PTF Connect: The Next Evolution For Actively Managed Mutual Funds

A shared services technology platform enabling mutual funds to be traded and settled like ETFs

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Jul 29 ’15 | One of Canada’s principal facilitators of retail order flow implements access to the Aequitas Smart Order Router

Aequitas Technology Services Inc. (Aequitas), a wholly-owned subsidiary of Aequitas Innovations Inc., is pleased to announce that IRESS, a leading supplier of innovative technology for financial markets, wealth management and the mortgage industry, has joined a growing number of market participants in providing access to the Smart Order Router (SOR) offered by Aequitas.

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Jun 23 ’15 | A Listing Platform that Champions Public Success

Aequitas NEO Exchange launches its listing platform for capital raising companies and investment products

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Jun 09 ’15 | Aequitas Curbing Predatory Trading Through Innovative Technology

First Customer Goes Live with Aequitas Smart Order Router

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Mar 25 ’15 | Aequitas Appoints Board of Directors

The shareholders of Aequitas Innovations Inc. (Aequitas) have appointed the directors to the Board of Directors of both Aequitas NEO Exchange Inc. (NEO Exchange) and Aequitas.

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Mar 19 ’15 | Building A Liquidity Safety Net For Public Companies And Investment Products In Canada

Aequitas NEO Exchange Inc. (NEO Exchange) is thrilled to announce the market making firms who will participate in its Designated Market Maker program from launch, a program designed to leverage experience, technology and innovation to provide liquidity to the securities traded on the NEO Exchange, including TSX, TSXV and NEO-listed securities.

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Mar 12 ’15 | Aequitas Raises Additional Capital Ahead Of Stock Exchange Launch

Aequitas Innovations Inc. (Aequitas) is thrilled to announce it has completed a significantly oversubscribed pre-launch share offering, ahead of the March 27, 2015 launch of operations of its stock exchange subsidiary, Aequitas NEO Exchange Inc. (NEO Exchange).

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Mar 11 ’15 | Aequitas NEO Exchange Announces Market Data Fees

The Aequitas NEO Exchange has achieved another important milestone in its ramp up to the launch of the NEO Exchange with regulatory approval of its market data fees.

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Jan 29 ’15 | Aequitas NEO Exchange Highlighted in 8 Page National Post Feature

The Aequitas NEO Exchange is highlighted in an 8 page National Post feature called “MARKET DYNAMICS” . The section focuses on Restoring Investor Confidence and includes a front page guest commentary from the Honourable Michael M. Wilson, a member of the Board of Aequitas Innovations Inc.

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Jan 26 ’15 | Aequitas NEO Exchange Completes Successful Industry Test Weekend Ahead of its March 2015 Trading Launch

Aequitas NEO Exchange Inc. is very pleased to announce the successful completion of its first industry test weekend. This industry test occurred on Saturday January 24th with the participation of a number of key trading and market data solution providers, as well as dealers representing a good cross section of the industry.

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Nov 17 ’14 | The Ontario Securities Commission Approves the Aequitas NEO Exchange

Aequitas Innovations Inc. (“Aequitas”) is very pleased to announce that the Ontario Securities Commission (“OSC”) approved and issued a recognition order on November 17, 2014 to Aequitas and the Aequitas NEO Exchange, to be effective March 1, 2015.

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Oct 23 ’14 | IRESS is First to Connect to Aequitas Test Environment

IRESS, the leading supplier of financial markets, wealth and mortgage management systems today announced that it is the first trading service to successfully connect to the Aequitas Neo Exchange (“Aequitas”) test environment.

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June 27 ’14 | The Aequitas NEO Exchange Applies for Formal Approval with the Canadian Securities Administrators

Aequitas Innovations Inc. (“Aequitas”) is pleased to announce that a formal exchange application for its new marketplace – the Aequitas Neo Exchange – has been filed with the Ontario Securities Commission (“OSC”) and the other securities regulators in Canada.

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June 9 ’14 | Aequitas Innovations Selects Q9 Data Centre Services to Host the Aequitas Neo Exchange

Q9 Networks is pleased to announce that it has been selected by Aequitas Innovations Inc. to provide high availability hosting services for its new Canadian stock exchange – the Aequitas Neo Exchange. Q9 will host Aequitas’ production, test and disaster recovery infrastructure.

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June 3 ’14 | Aequitas selects MillenniumIT technology to power Canada’s newest exchange

MilleniumIT, London Stock Exchange Group’s technology solutions provider, announces it has been selected by Aequitas to provide a suite of capital markets technology products.

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Jan 16 ’14 | Aequitas Moves Forward To Build A New Canadian Stock Exchange And Private Securities Platform Set To Be Game Changers For Canada’s Capital Markets

Aequitas announces it will proceed with exchange application following successful dialogue with the industry

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Aug 13 ’13 | Aequitas’ Short Description and Point of View on the OSC Request for Comment

Aequitas’ high level point of view on OSC Staff Notice and Request for Comment regarding Proposed Market Structure Solutions.

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Aug 13 ’13 | Aequitas Begins Journey to Transform Canadian Capital Markets Through Proposed Market Structure Solutions

Aequitas publishes a description of its proposed market structure as part of the OSC Staff request for comments on specific aspects of its market structure approach.

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June 25 ’13 | Leading Market Participants Join to Form New Canadian Stock Exchange

Aequitas seeks broad support to build innovative and cost­‐efficient exchange that levels the playing field for all market participants.

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